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Advertising Compliance Review Analyst

Houston, TX

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Functional Area:CP - Compliance

Estimated Travel Percentage (%): No Travel

Relocation Provided: No


Advertising Compliance Review Analyst

Job Description:

As a member of our dynamic AIG Consumer Insurance compliance team, your main focus will be monitoring company compliance with state/federal laws, rules and regulations. As a registered principal, you will review advertising and training materials for several insurance companies and broker-dealers to ensure compliance with state and federal regulators.

Performance Objectives:

Manage and prioritize a high volume of daily work including the review of advertising and training materials to ensure compliance with laws and regulations across multiple product lines

Collaborate, develop and nurture professional relationships with team members and high profile internal clients

Provide timely, creative, clear, and thoughtful guidance to other departments and team members on advertising compliance matters for existing products and new product launches.

Stay abreast of changing regulations that impact our business by conducting research with respect to state/federal rules and regulations pertaining to insurance advertising, correspondence and sales literature

Establish, document, and amend compliance related policies and procedures

Undertake special projects as assigned


In addition to the above, the ideal candidate should have:

FINRA Series 6 and 26 licenses highly desired. Series 7 and 24 preferred.

Three or more years experience with industry laws and regulations related to qualified plans, life insurance, annuities and mutual funds

Strong skills, including interpersonal, written and verbal communication skills, administrative skills, and the ability to interact well with all employees

An understanding of complex rules and regulations and ability to communicate them to all levels of staff within all companies/departments

Scrupulous attention to detail and accuracy

Ability to organize, plan, follow up and complete tasks within specified time frames

Ability to manage multiple tasks simultaneously, maintain focus and prioritize to provide exceptional service levels in a dynamic environment

Ability to master multiple Ad Review systems, manage automated work-flows, design and produce reports

Excellent product/service knowledge including fixed, variable and index annuities; mutual funds; term, variable, and index life insurance; and investment advisory services

Social media and public relations skills

It has been and will continue to be the policy of **MEMBERS ONLY**SIGN UP NOW***., its subsidiaries and affiliates to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories.

At AIG, we believe that diversity and inclusion are critical to our future and our mission creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a wide variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.

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