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Senior Advertising Compliance Specialist New York NY Holmdel NJ potential Remote WFH

Company name
The Guardian Life Insurance Company of America

New York City, NY

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Description Responsibilities: Review, analyze and make independent determinations with regard to advertising and marketing material in accordance with The National Association of insurance Commissioners (\u201cNAIC\u201d), Financial Industry Regulatory Authority (\u201cFINRA\u201d) and the Securities and Exchange Commission (\u201cSEC\u201d) guidelines Strong understanding of all products\/services offered through Guardian, including but not limited to, insurance products, fixed and variable annuities, mutual funds, brokerage and retirement services Strong understanding of FINRA\/SEC rules and regulations and applicable filing requirements Assist with drafting and implementing compliance policies and procedures Ability to conduct cross-functional product reviews Act as subject matter expert on multiple products and services Ability to collaborate with marketing and corporate communications departments effectively; and foster strong working relationships with the field Ability to analyze, interpret and implement regulatory rules and industry developments Strong oral presentation skills Manage a measured volume of daily submissions in an expedited manner while ensuring quality of the communication Ability to collaborate with multiple product and legal areas Ability to work independently while recognizing the importance of a unified team Fast paced and demanding work schedule Ability to conduct insurance and financial services compliance and legal research Ability to test, remediate and administer the Ad Review Compliance Submission system. Internal\/External regulatory audits and Market Conduct Exams Mentor and train junior analysts Qualifications REQUIREMENTS Bachelors Degree preferred FINRA Series 7 and Series 24 preferred Expertise with specific insurance group compliance\u00a0(e.g. Life, Disability Insurance, Group Insurance, Broker-Dealer, Investment Advisory) Designations such as CLU, ChFC, CFP, FLMI preferred Minimum 5-8 years of experience in advertising compliance Strong written and oral communication skills Advanced expertise in Microsoft Office suite Ability to communicate effectively to senior management Company Overview The Guardian Life Insurance Company of America\u00ae (Guardian), currently ranked #218 on the Fortune 500, is one of the largest mutual life insurers. As of December 31, 2016, Guardian reports $1.5 billion in operating income, $7.4 billion in capital, and $66.5 billion in assets under management. Guardian consistently scores high marks for financial strength from all four major credit rating agencies and enjoys a strong competitive position in its major businesses: life insurance, disability income insurance, annuities, investments, dental and vision insurance and employee benefits. As a mutual company founded over 150 years ago, Guardian is owned by its policyholders. The company has paid dividends to policyholders every year since 1868 and the Company\u2019s 8,800 employees and 2,750 financial representatives are aligned with its mission to help individuals, families, and small businesses achieve financial security and protection. Guardian states its aspiration in the following way: \u201cTo be the trusted mutual partner, delivering financial security how, when, and where our clients prefer.\u201d Guardian is an equal opportunity employer. All qualified applicants will be considered for employment without regard to age, race, color, creed, religion, sex, affectional or sexual orientation, national origin, ancestry, marital status, disability, military or veteran status, or any other classification protected by applicable law.

Company info

The Guardian Life Insurance Company of America
Website :

Company Profile
Keeping Our Promises At Guardian, we know that promises matter. We’ve been keeping ours for over 150 years. We’ve maintained our financial strength for more than a century and a half, despite the countless ups and downs of the economy, so we can meet our future obligations to the people and businesses that put their trust in us. See how our strength, vision, and values make Guardian a company you can rely on.

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